Financial Institutions

Rhoads & Sinon LLP blends experience with innovation to represent community and regional financial institutions in a rapidly evolving industry.

Our attorneys possess extensive experience gained as general counsel and as special counsel on a specific project or transaction basis, in such matters as:

Federal and state regulatory compliance,
Formation and expansion of depository
Institutions/holding companies/operating and nonbank subsidiaries,
Corporate governance,
Audit Committee,
Mergers and acquisitions,
Capital raising,
Proxy solicitation,
SEC reporting,
Insider trading,
Sales of non-deposit investment products and services,
Securities brokerage,
Investment management,
Mutual funds,
Insurance agency activities,
Trust services,
Loan origination,
Structured finance,
Employee benefits,
Executive compensation,
Human resources,
Workouts, Restructuring, Bankruptcies, and
Complex litigation

Financial Institutions Law Online Articles

Rhoads & Sinon Partner Charles J. Ferry Represents Ryan Beck & Co., Inc. As Special Underwriters Counsel

New Rules for Financial Institutions Engaging in the Sale of Insurance Products